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Code of Conduct
Karavali Trading Zone is committed to maintaining the highest standards of integrity, professionalism, transparency, ethical conduct, and investor awareness while providing financial market education and research-related services.
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Professional & Ethical Standards
All educational activities, communication, and research-related services shall be conducted with honesty, fairness, diligence, and transparency in accordance with applicable SEBI regulations.
Honesty & Integrity
Karavali Trading Zone shall always act honestly, fairly, ethically, and in good faith while dealing with clients, students, investors, regulators, and the public.
Professionalism
All research, educational content, and market-related communication shall be prepared with reasonable care, skill, diligence, and professionalism.
We strive to provide information that is clear, factual, balanced, and based on publicly available data and research methodologies.
Compliance with SEBI Regulations
Karavali Trading Zone shall comply with all applicable rules, regulations, circulars, guidelines, and directions issued by:
- Securities and Exchange Board of India (SEBI)
- Stock Exchanges
- Depositories
- Other applicable regulatory authorities
Investor Interest First
Investor and client interests shall always be treated fairly and transparently.
No misleading statements, false promises, guaranteed returns, or unrealistic profit claims shall be made.
Research Independence
Research opinions and recommendations shall be independent and unbiased.
Any actual or potential conflict of interest shall be appropriately disclosed wherever applicable.
Prevention of Insider Trading & Front Running
Karavali Trading Zone and its representatives shall not:
- Engage in insider trading
- Front-run recommendations
- Misuse unpublished price sensitive information (UPSI)
All applicable laws relating to fair market conduct shall be followed strictly.
Confidentiality & Data Protection
Client information, financial details, KYC records, and communication shall be kept confidential unless disclosure is required by law or regulatory authorities.
Reasonable security measures shall be maintained to protect user data and privacy.
Ethical Communication
All advertisements, promotional content, videos, social media posts, and public communication shall:
- Be truthful and non-misleading
- Follow SEBI Advertisement Code guidelines
- Avoid exaggerated claims or guaranteed returns
- Clearly mention risks associated with securities markets
Fair Treatment
All clients and students shall be treated fairly, respectfully, and without discrimination.
Services shall not be denied on the basis of religion, caste, gender, language, region, or economic background.
Educational Responsibility
Educational and training programs conducted by Karavali Trading Zone are intended for learning and awareness purposes.
Students are encouraged to make independent investment decisions after understanding market risks.
Responsible Use of Technology
Artificial Intelligence tools, software, charts, trading platforms, or automation tools, if used, shall be used responsibly and ethically.
Appropriate disclosures shall be made wherever necessary.
Grievance Handling
Karavali Trading Zone shall maintain a proper grievance redressal mechanism and make reasonable efforts to resolve investor/client complaints promptly and fairly.
Avoidance of Misrepresentation
No representative of Karavali Trading Zone shall:
- Promise fixed income or assured returns
- Mislead clients using fake screenshots or manipulated performance reports
- Claim unauthorized affiliations with regulators or exchanges
Responsibility of Management
The Proprietor and management of Karavali Trading Zone shall be responsible for ensuring:
- Ethical conduct
- Regulatory compliance
- Proper supervision
- Maintenance of professional standards
Continuous Improvement
Karavali Trading Zone believes in continuous learning, ethical growth, investor awareness, and improvement in financial literacy standards.
